Documentation exceptions

How to handle missing receipts

Keep the expense visible, document the missing evidence and preserve an accurate expected balance.

A missing receipt is a documentation exception

A missing receipt does not necessarily mean the transaction should disappear from the record. Omitting the expense would distort the expected balance. Record the transaction accurately, then make the documentation gap visible.

Recommended handling process

Record the expense

Enter the actual date, purpose, category and amount.

Confirm that the original receipt is unavailable

Check email, supplier records, payment evidence and the responsible person.

Select the correct exception

Examples include no receipt issued, receipt lost, alternative evidence available or not applicable.

Write a concise reason

State what is missing and what alternative evidence exists.

Retain external evidence

Keep bank records, supplier confirmation, signed notes or other evidence according to local policy.

Do not imply approval

The exception documents the gap; it does not approve the expense.

Example documentation notes

SituationExample note
No receipt issuedLocal transport provider did not issue a receipt; trip log and supervisor confirmation are retained.
Receipt lostOriginal receipt was lost after the site visit; card transaction record and supplier confirmation are attached to the project file.
Alternative evidenceSupplier invoice was unavailable; delivery note and bank transfer reference are retained.
Not applicableInternal cash return is recorded as a fund movement and does not require a purchase receipt.
Important: CloseBook records documentation status and reasons but does not store or verify receipt files in the current implementation. Follow your organization’s evidence-retention process.

What not to do when evidence is missing

Do not delete a genuine expense simply because the receipt is unavailable, and do not mark evidence as attached when it is stored elsewhere or has not been found. Avoid replacing a factual note with a generic phrase such as “approved by management” unless the approval and its location can be verified.

A documentation exception should remain specific to the transaction. It should not be used to certify tax treatment, policy compliance or reimbursement eligibility. Those decisions remain with the organization responsible for reviewing the closeout.

Turn a cash advance into a clear closeout report.

Record funds received and spent, compare the expected balance with the actual cash remaining, document shortages or surpluses, and export a clear closeout report.